16th Biennial Midwest/Midsouth Securities Law Conference

2/9/2012 - 2/10/2012

The Brown Hotel, 335 West Broadway, Louisville, Ky.

C. Craig Bradley, Jr.

Sponsored by University of Kentucky College of Law, Office of Continuing Legal Education in cooperation with the KBA Business Law Section

Click here for further information and to register.

The Midwest/Midsouth Securities Law Conference has enjoyed a growing reputation for over three decades.  Dedicated exclusively to securities law, the 2012 conference features speakers from across the region and provides a broad overview of developments since the past biennium, including key issues covering both public and private offerings.  Topics include:

  • Developments and current issues facing the securities practitioner
  • Update from the SEC
  • Preparing for the 2012 Proxy season
  • Review of and suggested updates to listed risk factors
  • State securities regulation: Kentucky, Ohio, Indiana and Tennessee
  • Public companies and good corporate governance: The use of codes of conduct and ethics
  • The wreck of Regulation D
  • Update for the securities lawyer
  • Agreements among stockholders/investors and issues
  • Employment benefits: A primer on Section 409A
  • Ethics for the securities law practitioner

Presenter:

C. Craig Bradley, Jr., Member, Business & Corporate Services Group, Louisville office.  "The Year in Review: Recent Developments and Current Issues Facing the Securities Practitioner," Feb. 9, 2012 at 8:30 a.m.